Compliance

Caag has a deep understanding of KYC Compliance principles and has created a software package that will help your organization get a good grip and to be better prepared for audits.
Know Your Client

Keep all your client information in one place for a complete overview.

Document Checklists

Define and track checklists for use in completing compliance requirements.

Expiration Alerts

Easily set alerts for when documents or processes expire.

Risk Profiles

Maintain customizable risk profiles that adhere to industry standards.

Scanning

Easily scan documents and certifications and upload them for use at your discretion.

Reporting

Easy to use dashboards that allow you to keep track of key performance indicators.

Audit Log

Keep track of changes and updates through real time audit logs

Controle de Acesso

Verify, update and manage access to files and processes for improved security.

Hospedagem e Armazenamento Local

Store your documents, files and processes on a local server or in the Cloud.

Success Stories

Read about how this client has successfully implemented the Caag Software solutions.
Challenge
As a small trust company it is important for Avenue Management to work efficiently and spend time on services that add value to the customers. With regulations from the Central Bank becoming more strict an increased amount of time has to be spend on Compliance related matters.
Solution
With the Caag software application, Avenue is able to store all client related information in one place. Most importantly, a document checklist is used where it is possible to set whether documents are required and/or have an expiration date. The checklist automatically provides a summary of the extent to which the client dossier is completed. This makes it very easy to report during an audit. In addition, it is possible to easily archive email correspondence to the client profile.
Benefits
  • Complete client overview
  • Documents are attached to the client profile
  • Document versioning
  • Expiration alerts when documents expire
  • Easy reporting

With Caag I have been able to get my Compliance issues in order, which makes me a lot more comfortable when I get audited by the Central Bank.

Dennis van der Laan,

Diretor – Avenue Management


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By filling out this form we will give you access to a trial environment that is configured to the selected business sector. This way you will have the chance to see what the system has to offer.



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